Từ vựng:

responsible broker-dealer

Giải nghĩa:

/rɪˈspɒnsəbl ˈbrəʊkər-ˈdiːlər/ – Phrase


Definition: Người môi giới chịu trách nhiệm

A more throughout explanation: (US LAW) a person or firm in the business of buying and selling securities (=stocks and bonds) who communicates bids on the floor of a stock exchange or other place where securities are traded

Example: We believe that if the responsible broker-dealer at the point of order origination had had appropriate controls in place the incident would have been prevented.

 

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